Sircon for Securities Firms

Securities and insurance compliance all in one.

Introducing Sircon for Securities Firms

Sircon for Securities Firms automates the processes essential to get your advisors compliant and authorized to sell. Plus, you get an enterprise-wide view of all required activities to supervise and keep those advisors compliant.

Why Sircon for Securities Firms?

Licensing & registration made easy

Streamline the registration process and collect information from advisors without leaving the system.

Complete advisor record

Get a 360° view of your advisors with a single records repository. 

Avoid conflicts of interest

Identify, manage, and mitigate conflicts of interest related to outside business activities (OBAs) and private securities transactions (PSTs).

A compliance, distribution, & agent experience forecast with SILA & Vertafore experts

2024 promises significant changes that will impact insurance compliance and distribution. Our latest Running Start webinar investigates these shifts—and emerging opportunities—so insurance professionals can gain a competitive edge in an ever-changing market.

View the webinar

More ways to learn about Sircon for Securities Firms